Audit & Compliance Collaboration

Throughout my career, I have actively partnered with external audit teams to address IT and compliance-related findings, ensuring that systems, processes, and controls meet rigorous regulatory and operational standards. My role has involved acting as the bridge between auditors, business stakeholders, and technology teams to analyze, resolve, and prevent recurring compliance risks.

✅ Key Responsibilities:
Conducted root cause analysis on audit findings related to data security, access controls, infrastructure vulnerabilities, and policy deviations.

Worked cross-functionally with IT Security, Infra, and Risk & Compliance teams to define and implement sustainable remediation plans.

Created and maintained corrective action plans (CAPAs), ensuring timely closure of open points in alignment with audit deadlines.

Interpreted regulatory guidelines (e.g., RBI, SEBI, GDPR, ISO 27001) and ensured business processes adhered to updated standards.

Coordinated evidence gathering and validation walkthroughs for audits conducted by Big 4 firms and regulatory bodies.

Developed risk control matrices (RCM) and process flow documentation to support internal controls and audit readiness.

🏆 Results & Impact:
Successfully closed multiple high-risk audit observations without repeat findings.

Enhanced audit readiness across digital banking and cloud systems.

Improved stakeholder confidence and reduced audit cycle time through clear communication and proactive planning.

Contributed to zero non-compliance reports across multiple projects.